SEC Form 4 · accession 0000091142-18-000001
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Greubel
Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | A | 17,856 | $62.19 | A | 17,856 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $62.19 | Jan 4, 2018 | M | 17,856 | D | — | — | Common Stock | 17,856 | 14,684 | D |
Explanation of responses
- F1The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years.
- F2The Restricted Stock Units that William P. Greubel has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 379 Restricted Stock Units.