SEC Form 4 · accession 0000091142-17-000058
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajita G Rajendra
Officer — Chairman and CEO
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2017 | G | 38,892 | $0.00 | D | 269,345 | D | |
| Common StockF2 | May 5, 2017 | S | 15,000 | $55.2003 | D | 23,892 | I | Spouse's Revocable Trust |
| Common StockF2 | May 5, 2017 | S | 15,000 | $55.3017 | D | 8,892 | I | Spouse's Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of Securities by the reporting person to his spouse's Revocable Trust.
- F2This transaction involved a sale of Securities by Mr. Rajendra's spouse from her Revocable Trust.