SEC Form 5 · accession 0000091142-17-000006
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James F Stern
Officer — Exec VP, General Counsel & Sec
Period of report
Dec 31, 2016
Accepted (ET)
Feb 8, 2017 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | G | 3,000 | $0.00 | D | 146,854 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift