SEC Form 4 · accession 0000091142-16-000115
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Idelle K Wolf
Director
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2016 | G | 1,000 | $0.00 | D | 27,341 | D | |
| Common StockF2 | Jul 11, 2016 | A | 56 | $90.265 | A | 27,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 0 | 4,426 | D |
Explanation of responses
- F1Gift
- F2Payment of additional retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on July 11, 2016.
- F3The Plan permits the participant to defer the receipt of the award and Ms. Wolf has made a deferral.
- F4The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 13 units of Restricted Stock Units.