SEC Form 4 · accession 0000091142-16-000111
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Greubel
Director
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | $90.265 | Jul 11, 2016 | A | 56 | A | — | — | Common Stock | 56 | 23,518 | D |
Explanation of responses
- F1Payment of additional retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and low price of Common Stock on July 11, 2016.
- F2The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.
- F3The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualfied Deferred Compensation Plan. The total amount of dividends received was 71 units of Restricted Stock Units.