SEC Form 4 · accession 0000091142-16-000088
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald D Brown
Director
Period of report
Apr 11, 2016
Accepted (ET)
Apr 12, 2016 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | $76.895 | Apr 11, 2016 | A | 1,561 | A | — | — | Common Stock | 1,561 | 23,076 | D |
Explanation of responses
- F1Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 11, 2016.
- F2The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.
- F3The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 188 units of Restricted Stock Units.