SEC Form 4 · accession 0000091142-15-000033
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mathias Sandoval
Director
Period of report
Jul 14, 2015
Accepted (ET)
Jul 16, 2015 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2 | $67.695 | Jul 14, 2015 | A | 148 | A | — | — | Common Stock | 148 | 18,449 | D |
Explanation of responses
- F1Payment of additional retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on July 14, 2015.
- F2The Plan permits the participant to defer the receipt of the award, and Mr. Sandoval has made a deferral.
- F3The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 253 units of Restricted Stock Units.