SEC Form 4 · accession 0000091142-15-000026
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Idelle K Wolf
Director
Period of report
Apr 14, 2015
Accepted (ET)
Apr 16, 2015 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | G | 1,028 | $0.00 | D | 31,814 | D | |
| Common StockF2 | Apr 14, 2015 | A | 1,689 | $65.145 | A | 33,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 0 | 4,361 | D |
Explanation of responses
- F1Gift.
- F2Payment of portion of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the market price of the Common Stock on April 14, 2015.
- F3The Plan permits the participant to defer the receipt of the award and Ms. Wolf has made a deferral.
- F4The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 55 units of Restricted Stock Units.