SEC Form 4 · accession 0000091142-15-000023
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mathias Sandoval
Director
Period of report
Apr 14, 2015
Accepted (ET)
Apr 16, 2015 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restrick Stock UnitsF1,F3,F2 | $65.145 | Apr 14, 2015 | A | 1,689 | A | — | — | Common Stock | 1,689 | 18,249 | D |
Explanation of responses
- F1Payment of portion of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 14, 2015.
- F2The Plan permits the participant to defer the receipt of the award, and Mr. Sandoval has made a deferral.
- F3The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 203 units of Restricted Stock Units.