Form4insider filings, from the source

SEC Form 4 · accession 0001144204-15-038749

SYNAGEVA BIOPHARMA CORP · GEVA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jun 22, 2015
Accepted (ET)
Jun 23, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911326

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Comon StockF1,F2Jun 22, 2015D200,526—D0D
Comon StockF2,F3,F11Jun 22, 2015D143,462—D0ISee Footnotes
Comon StockF2,F4,F11Jun 22, 2015D12,250—D0ISee Footnotes
Comon StockF2,F5,F11Jun 22, 2015D12,250—D0ISee Footnotes
Comon StockF2,F6,F11Jun 22, 2015D12,250—D0ISee Footnotes
Comon StockF2,F7,F11Jun 22, 2015D680,187—D0ISee Footnotes
Comon StockF2,F8,F11Jun 22, 2015D12,250—D0ISee Footnotes
Comon StockF2,F9,F11Jun 22, 2015D12,250—D0ISee Footnotes
Comon StockF2,F10,F11Jun 22, 2015D9,184,771—D0ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Non-Qualified Stock Option (right to buy)F12,F13$11.35Jun 22, 2015D3,000DSep 22, 2011Sep 22, 2020Common Stock3,0000I
Non-Qualified Stock Option (right to buy)F12,F13$10.10Jun 22, 2015D2,750DJul 21, 2010Jul 21, 2019Common Stock2,7500I
Non-Qualified Stock Option (right to buy)F12,F13$20.60Jun 22, 2015D2,750DJun 26, 2009Jun 26, 2018Common Stock2,7500I
Non-Qualified Stock Option (right to buy)F12,F13$25.00Jun 22, 2015D2,750DAug 14, 2008Aug 14, 2017Common Stock2,7500I
Non-Qualified Stock Option (right to buy)F12,F13$33.70Jun 22, 2015D2,250DAug 9, 2007Aug 9, 2016Common Stock2,2500I
Non-Qualified Stock Option (right to buy)F12,F13$52.85Jun 22, 2015D2,250DAug 9, 2006Aug 9, 2015Common Stock2,2500I
Non-Qualified Stock Option (right to buy)F12,F13$80.35Jun 22, 2015D7,500DJun 4, 2015Jun 4, 2024Common Stock7,5000I
Non-Qualified Stock Option (right to buy)F12,F13$40.32Jun 22, 2015D7,500DJun 6, 2013Jun 5, 2023Common Stock7,5000I
Non-Qualified Stock Option (right to buy)F12,F13$40.74Jun 22, 2015D7,500DJun 27, 2012Jun 27, 2022Common Stock7,5000I
Non-Qualified Stock Option (right to buy)F12,F13,F16$23.00Jun 22, 2015D15,000D—Dec 19, 2021Common Stock15,0000I
Non-Qualified Stock Option (right to buy)F12,F14$11.35Jun 22, 2015D3,000DSep 22, 2011Sep 22, 2020Common Stock3,0000I
Non-Qualified Stock Option (right to buy)F12,F14$10.10Jun 22, 2015D2,500DJul 21, 2010Jul 21, 2019Common Stock2,5000I
Non-Qualified Stock Option (right to buy)F12,F14$20.60Jun 22, 2015D2,500DJun 26, 2009Jun 26, 2018Common Stock2,5000I
Non-Qualified Stock Option (right to buy)F12,F14$25.00Jun 22, 2015D2,500DAug 14, 2008Aug 14, 2017Common Stock2,5000I
Non-Qualified Stock Option (right to buy)F12,F14$33.70Jun 22, 2015D2,250DAug 9, 2007Aug 9, 2016Common Stock2,2500I
Non-Qualified Stock Option (right to buy)F12,F14$52.85Jun 22, 2015D2,250DAug 9, 2006Aug 9, 2015Common Stock2,2500I
Non-Qualified Stock Option (right to buy)F12,F15$80.35Jun 4, 2014D7,500DJun 4, 2015Jun 4, 2024Common Stock7,5000I
Non-Qualified Stock Option (right to buy)F12,F15$40.32Jun 6, 2013D7,500DJun 6, 2013Jun 5, 2023Common Stock7,5000I
Non-Qualified Stock Option (right to buy)F12,F15$40.74Jun 27, 2012D7,500DJun 27, 2012Jun 27, 2022Common Stock7,5000I
Non-Qualified Stock Option (right to buy)F12,F15,F16$23.00Dec 20, 2011D15,000D—Dec 19, 2021Common Stock15,0000I

Explanation of responses

Remarks

Pursuant to the consummation of the merger, pursuant to the Merger Agreement (as defined in footnote 2) on June 22, 2015 Felix J. Baker tendered his resignation as a director of Synageva Biopharma Corp.