SEC Form 4 · accession 0001354488-15-000233
PALATIN TECHNOLOGIES INC · PTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Spana
Officer — President and CEO · Director
Period of report
Jul 2, 2014
Accepted (ET)
Jan 15, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 2, 2014 | M | 110,000 | $0.00 | A | 435,841 | D | |
| Common StockF3 | Jul 2, 2014 | F | 40,975 | $1.00 | D | 394,866 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued on vesting of restricted stock units.
- F2Each restricted stock unit represented the right to receive on vesting, without further payment, one share of common stock.
- F3Shares withheld by the issuer to pay employee withholding taxes, valued at $1.00 per share, the closing price on 06/27/2014, the vesting date.