SEC Form 4 · accession 0001179110-18-008596
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Heald
Officer — VP & Chief Accounting Officer
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 13, 2018 | M | 20,000 | $4.38 | A | 89,484 | D | |
| Class A Common StockF1 | Jun 13, 2018 | S | 4,000 | $24.5608 | D | 85,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.38 | Jun 13, 2018 | M | 20,000 | A | — | Jan 23, 2023 | Class A Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $24.53 to $24.59, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2The option vested on January 23, 2016.