SEC Form 4/A · accession 0001179110-18-005074
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James F Callahan Jr.
Director
Period of report
Dec 13, 2017
Accepted (ET)
Apr 2, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Dec 13, 2017 | S | 15,000 | $21.00 | D | 78,012 | D | |
| Class A Common StockF1 | holding | — | — | — | 64,789 | I | SEE FOOTNOTE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee.
- F2This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned. The Form 4 filed by the Reporting Person on December 14, 2017 (the "Original Form 4") incorrectly stated the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. The number of shares of Class A Common Stock directly beneficially owned as shown in Table I, column 5 of this amendment represents the correct number of shares of Class A common stock directly beneficially owned by the Reporting Person following the transaction previously reported in the Original Form 4.