SEC Form 4 · accession 0001179110-18-004455
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edmond Coletta
Officer — Senior Vice President & CFO
Period of report
Mar 15, 2018
Accepted (ET)
Mar 16, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 15, 2018 | M | 25,000 | $4.00 | A | 175,255 | D | |
| Class A Common StockF2 | Mar 15, 2018 | S | 25,000 | $23.2874 | D | 150,255 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $4.00 | Mar 15, 2018 | M | 25,000 | D | — | Dec 5, 2022 | Class A Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The option vested on December 5, 2015.
- F2Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $23.25 to $23.57, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.