SEC Form 4 · accession 0001179110-18-004227
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Casella
Officer — Vice Chairman, Bd of Directors · Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 12, 2018 | S | 21,332 | $23.6224 | D | 712,963 | D | |
| Class A Common Stock | Mar 12, 2018 | A | 5,089 | $0.00 | A | 734,295 | D | |
| Class B Common Stock | holding | — | — | — | 494,100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2019.