SEC Form 4 · accession 0001179110-17-013935
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Casella
Officer — Chief Executive Officer · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 7, 2017 | S | 35,800 | $19.3451 | D | 472,112 | D | |
| Class A Common StockF2,F4 | Nov 8, 2017 | S | 26,633 | $19.2662 | D | 445,479 | D | |
| Class B Common Stock | holding | — | — | — | 494,100 | D | ||
| Class A Common StockF1 | holding | — | — | — | 694 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- F2These shares of Class A Common Stock were sold for tax planning purposes.
- F3Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $19.04 to $19.62, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $19.11 to $19.42, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.