SEC Form 4 · accession 0001179110-17-012361
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Burke
Director
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 15, 2017 | M | 7,500 | $10.51 | A | 116,514 | D | |
| Class A Common StockF1 | Sep 15, 2017 | S | 31,500 | $17.925 | D | 85,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $10.51 | Sep 15, 2017 | M | 7,500 | D | — | Feb 28, 2018 | Class A Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $17.71 to $18.03, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2The option vested in three equal installments on February 28, 2008, 2009, and 2010.