SEC Form 4 · accession 0001179110-17-008959
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edmond Coletta
Officer — Senior Vice President & CFO
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 8, 2017 | M | 1,000 | $11.01 | A | 162,180 | D | |
| Class A Common Stock | Jun 8, 2017 | S | 1,000 | $15.0037 | D | 161,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $11.01 | Jun 8, 2017 | M | 1,000 | D | — | Jul 23, 2017 | Class A Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The option vested in three equal installments on July 23, 2008, 2009, and 2010.