SEC Form 4 · accession 0001179110-17-008694
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Callahan Jr.
Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 7, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jun 6, 2017 | A | 4,421 | $0.00 | A | 93,012 | D | |
| Class A Common StockF1 | holding | — | — | — | 64,789 | I | SEE FOOTNOTE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee.
- F2Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 6, 2018.