SEC Form 4/A · accession 0001179110-17-005103
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James F Callahan Jr.
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 23, 2017 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3,F1 | Mar 16, 2017 | S | 7,500 | $12.62 | D | 64,789 | I | SEE FOOTNOTE |
| Class A Common Stock | holding | — | — | — | 88,591 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee.
- F2Represents the weighted average sales price for shares sold at prices ranging from $12.52 to $12.69, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The Form 4 filed on March 17, 2017, by the Reporting Person incorrectly reported that the 7,500 shares sold were owned directly by the Reporting Person. This Form 4 amendment is being filed to report that the shares sold were owned indirectly by the Reporting Person.