SEC Form 4 · accession 0001179110-17-003657
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Schmitt
Officer — General Counsel & Senior VP
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 28, 2017 | A | 4,281 | $0.00 | A | 73,115 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.