SEC Form 4 · accession 0001179110-16-031863
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edmond Coletta
Officer — Senior Vice President & CFO
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Nov 16, 2016 | S | 6,000 | $12.193 | D | 158,538 | D | |
| Class A Common StockF2 | Nov 17, 2016 | S | 2,248 | $12.304 | D | 156,290 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of shares of stock for tax withholding purposes in connection with the vesting of RSUs on February 24, 2016.
- F2Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.30 to $12.37, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.190 to $12.195, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.