SEC Form 4 · accession 0001179110-16-031860
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Callahan Jr.
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 17, 2016 | A | 4,006 | $0.00 | A | 88,591 | D | |
| Class A Common StockF1 | holding | — | — | — | 72,289 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is a co-trustee. Total includes 44,332 shares that were previously reported as directly owned by the Reporting Person, but were transferred in August 2016 to the James F. Callahan, Jr. 1998 Trust
- F2This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.
- F3Total excludes 44,332 shares that were previously reported as directly owned by the Reporting Person, but were transferred in August 2016 to the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is a co-trustee.