SEC Form 4 · accession 0001179110-16-020906
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Casella
Officer — Vice Chairman, Bd of Directors · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 1, 2016 | A | 19,085 | $0.00 | A | 744,155 | D | |
| Class B Common Stock | holding | — | — | — | 494,100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Previously reported indirect ownership of 25,682 shares of Class A Common Stock held in trust for the benefit of Mr. Casella's children are no longer being reported as it has been determined that Mr. Casella did not beneficially own such shares after shares were gifted by Mr. Casella to his children's trusts.
- F2Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 1, 2017.