SEC Form 4 · accession 0001179110-15-009653
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Casella
Officer — Chief Executive Officer · Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 11, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 10, 2015 | S | 2,928 | $5.6618 | D | 495,461 | D | |
| Class B Common Stock | holding | — | — | — | 494,100 | D | ||
| Class A Common StockF2 | holding | — | — | — | 91,246 | I | See Footnote | |
| Class A Common StockF1 | holding | — | — | — | 694 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- F2Held in trust for the benefit of Mr. Casella's children. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- F3Represents shares of stock sold for tax purposes in relation to the vesting of RSU's on May 30, 2015.