SEC Form 4 · accession 0001179110-15-009651
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Casella
Officer — Vice Chairman, Bd of Directors · Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 9, 2015 | S | 2,968 | $5.6036 | D | 729,623 | D | |
| Class B Common Stock | holding | — | — | — | 494,100 | D | ||
| Class A Common StockF1 | holding | — | — | — | 25,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in trust for the benefit of Mr. Casella's children. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- F2Represents shares of stock sold for tax purposes in relation to the vesting of RSU's on May 30, 2015.