SEC Form 4/A · accession 0001179110-15-006859
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David L Schmitt
Officer — General Counsel & Senior VP
Period of report
Feb 24, 2015
Accepted (ET)
Apr 30, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 24, 2015 | A | 13,680 | $0.00 | A | 66,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the Restricted Stock Unit (RSU) award granted on February 24, 2015, and previously reported on February 26, 2015. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSU's vest in three equal installments beginning on February 24, 2016.
- F2This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned. The number of shares of Class A Common Stock directly beneficially owned shown in Table I, column 5 of the Form 4 filed on February 26, 2015 (the "Original Form 4") overstated 11,541 shares of Class A Common Stock. The number of shares of Class A Common Stock directly beneficially owned as shown in Table I, column 5 of this amendment represents the correct number of shares of Class A common stock directly beneficially owned by Mr. Schmitt following the transaction previously reported in the Original Form 4. The first overstated reporting of the direct beneficial ownership total by Mr. Schmitt was in a Form 4 filed on July 1, 2013, and this total was carried forward in subsequent Form 4 filings until and including the Original Form 4.