SEC Form 4 · accession 0001209191-18-034114
3D SYSTEMS CORP · DDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
May 29, 2018
Accepted (ET)
May 30, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2018 | P | 4,500 | $12.06 | A | 1,111,637 | D | |
| Common StockF2,F3 | holding | — | — | — | 376,441 | I | By The Loewenbaum 1992 Trust | |
| Common StockF2,F4 | holding | — | — | — | 216,185 | I | By spouse | |
| Common StockF2,F3 | holding | — | — | — | 33,279 | I | By The Lillian Shaw Loewenbaum Trust | |
| Common StockF2,F5 | holding | — | — | — | 60,000 | I | By The Wally's Trust u/w/o Joel Simon Loewenbaum | |
| Common StockF2,F6 | holding | — | — | — | 55,565 | I | By The Waterproof Partnership, L.P. | |
| Common StockF7 | holding | — | — | — | 67,500 | I | Blanco Cattle & Ranch, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 13,197 shares previously held through The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
- F2The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- F3Mr. and Mrs. Loewenbaum serve as Trustees.
- F4Includes 8,893 shares previously held through The LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to Lillian Shaw Loewenbaum, the Reporting Person's wife on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
- F5Mr. Loewenbaum serves as Trustee.
- F6Mr. and Mrs. Loewenbaum are the general partners.
- F7The limited liability company is owned 100% by Mr. Loewenbaum.