SEC Form 4 · accession 0001209191-18-030497
3D SYSTEMS CORP · DDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim D Kever
Director
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | A | 7,758 | — | A | 326,986 | D | |
| Common StockF2 | holding | — | — | — | 98,673 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A total of 7,758 shares were awarded to the Reporting Person. Of those shares, 3,000 shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share; and 4,758 shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan and had no purchase price.
- F2These securities are held by an irrevocable trust for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.