SEC Form 4 · accession 0001209191-17-049210
3D SYSTEMS CORP · DDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2017 | G | 3,000 | $0.00 | D | 1,006,777 | D | |
| Common StockF2,F3 | holding | — | — | — | 376,441 | I | By The Loewenbaum 1992 Trust | |
| Common StockF2,F4 | holding | — | — | — | 207,292 | I | By spouse | |
| Common StockF2,F3 | holding | — | — | — | 33,279 | I | By The Lillian Shaw Loewenbaum Trust | |
| Common StockF2,F3 | holding | — | — | — | 5,100 | I | By Anna Willis Loewenbaum 1993 Trust | |
| Common StockF2,F3 | holding | — | — | — | 5,100 | I | The Elizabeth Scott Loewenbaum 1993 Trust | |
| Common StockF2,F5 | holding | — | — | — | 60,000 | I | By The Wally's Trust u/w/o Joel Simon Loewenbaum | |
| Common StockF2,F6 | holding | — | — | — | 55,565 | I | By The Waterproof Partnership, L.P. | |
| Common StockF7 | holding | — | — | — | 67,500 | I | Blanco Cattle & Ranch, LLC | |
| Common StockF2,F8 | holding | — | — | — | 13,197 | I | The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 | |
| Common StockF2,F9 | holding | — | — | — | 8,893 | I | The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 27,671 shares previously held through George Walter Loewenbaum TTEE the GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on June 1, 2017. This transfer did not change the Reporting Person's total beneficial ownership as of the transaction date.
- F2The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- F3Mr. and Mrs. Loewenbaum serve as Trustees.
- F4Includes 18,645 shares previously held through Lillian Shaw Loewenbaum TTEE the LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to the Reporting Person's spouse on June 1, 2017. It also includes 11,703 shares previously held through Lillian Shaw Loewenbaum TTEE The LSL3DS 2014 Annuity Trust U/A Dtd 11/13/2014 which were transferred to the Reporting Person's spouse on June 13, 2017. Neither transfer changed the Reporting Person's total beneficial ownership as of the transaction date.
- F5Mr. Loewenbaum serves as Trustee.
- F6Mr. and Mrs. Loewenbaum are the general partners.
- F7The limited liability company is owned 100% by Mr. Loewenbaum.
- F8Excludes 27,671 shares previously held through George Walter Loewenbaum TTEE the GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on June 1, 2017. This transfer did not change the Reporting Person's total beneficial ownership as of the transaction date.
- F9Excludes 18,645 shares previously held through Lillian Shaw Loewenbaum TTEE the LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to the Reporting Person's spouse on June 1, 2017. This transfer did not change the Reporting Person's total beneficial ownership as of the transaction date.