SEC Form 4 · accession 0001209191-16-121658
3D SYSTEMS CORP · DDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2016 | A | 7,824 | — | A | 1,022,634 | D | |
| Common StockF2,F3 | holding | — | — | — | 376,441 | I | By The Loewenbaum 1992 Trust | |
| Common StockF2 | holding | — | — | — | 210,715 | I | By spouse | |
| Common StockF2,F3 | holding | — | — | — | 33,279 | I | By The Lillian Shaw Loewenbaum Trust | |
| Common StockF2,F3 | holding | — | — | — | 5,100 | I | By Anna Willis Loewenbaum 1993 Trust | |
| Common StockF2,F3 | holding | — | — | — | 5,100 | I | The Elizabeth Scott Loewenbaum 1993 Trust | |
| Common StockF2,F4 | holding | — | — | — | 60,000 | I | By The Wally's Trust u/w/o Joel Simon Loewenbaum | |
| Common StockF2,F5 | holding | — | — | — | 55,565 | I | By The Waterproof Partnership, L.P. | |
| Common StockF6 | holding | — | — | — | 67,500 | I | Blanco Cattle & Ranch, LLC | |
| Common StockF2,F4 | holding | — | — | — | 223,802 | I | Elizabeth Scott Loewenbaum 2010 Trust | |
| Common StockF2,F4 | holding | — | — | — | 205,000 | I | Anna Loewenbaum Hargrove 2010 Trust | |
| Common StockF2,F4 | holding | — | — | — | 18,328 | I | George Walter Loewenbaum TTEE the GWLDDD 2014 AnnuityTrust U/A Dtd 04/14/2014 | |
| Common StockF2,F7 | holding | — | — | — | 44,967 | I | Lillian Shaw Loewenbaum TTEE the LSLDDD 2014 Annuity Trust U/A Dtd 04/14/2014 | |
| Common StockF2,F7 | holding | — | — | — | 50,000 | I | Lillian Shaw Loewenbaum TTEE the LSL3DS 2014 Annuity Trust U/A/ Dtd 11/13/2014 | |
| Common StockF2,F4 | holding | — | — | — | 50,000 | I | George Walter Loewenbaum TTEE the GWL3DS 2014 Annuity Trust U/A Dtd 11/13/2014 | |
| Common StockF2,F4 | holding | — | — | — | 81,672 | I | The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 | |
| Common StockF2,F7 | holding | — | — | — | 55,033 | I | The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A total of 7,824 shares were awarded to the Reporting Person. Of those shares, 3,000 shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share; and 4,824 shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan.
- F2The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- F3Mr. and Mrs. Loewenbaum serve as Trustees.
- F4Mr. Loewenbaum serves as Trustee.
- F5Mr. and Mrs. Loewenbaum are the general partners.
- F6The limited liability company is owned 100% by Mr. Loewenbaum.
- F7Mrs. Loewenbaum serves as trustee.