SEC Form 4 · accession 0001209191-15-083729
3D SYSTEMS CORP · DDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 7, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2015 | P | 10,000 | $9.07 | A | 994,810 | D | |
| Common StockF1,F2 | holding | — | — | — | 376,441 | I | By The Loewenbaum 1992 Trust | |
| Common StockF1 | holding | — | — | — | 210,715 | I | By spouse | |
| Common StockF1,F2 | holding | — | — | — | 33,279 | I | By The Lillian Shaw Loewenbaum Trust | |
| Common StockF1,F2 | holding | — | — | — | 5,100 | I | By Anna Willis Loewenbaum 1993 Trust | |
| Common StockF1,F2 | holding | — | — | — | 5,100 | I | The Elizabeth Scott Loewenbaum 1993 Trust | |
| Common StockF1,F3 | holding | — | — | — | 60,000 | I | By The Wally's Trust u/w/o Joel Simon Loewenbaum | |
| Common StockF1,F4 | holding | — | — | — | 55,565 | I | By The Waterproof Partnership, L.P. | |
| Common StockF5 | holding | — | — | — | 67,500 | I | Blanco Cattle & Ranch, LLC | |
| Common StockF1,F3 | holding | — | — | — | 223,802 | I | Elizabeth Scott Loewenbaum 2010 Trust | |
| Common StockF1,F3 | holding | — | — | — | 205,000 | I | Anna Loewenbaum Hargrove 2010 Trust | |
| Common StockF1,F3 | holding | — | — | — | 18,328 | I | George Walter Loewenbaum TTEE the GWLDDD 2014 AnnuityTrust U/A Dtd 04/14/2014 | |
| Common StockF1,F6 | holding | — | — | — | 44,967 | I | Lillian Shaw Loewenbaum TTEE the LSLDDD 2014 Annuity Trust U/A Dtd 04/14/2014 | |
| Common StockF1,F6 | holding | — | — | — | 50,000 | I | Lillian Shaw Loewenbaum TTEE the LSL3DS 2014 Annuity Trust U/A/ Dtd 11/13/2014 | |
| Common StockF1,F3 | holding | — | — | — | 50,000 | I | George Walter Loewenbaum TTEE the GWL3DS 2014 Annuity Trust U/A Dtd 11/13/2014 | |
| Common StockF1,F3 | holding | — | — | — | 81,672 | I | The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 | |
| Common StockF1,F6 | holding | — | — | — | 55,033 | I | The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- F2Mr. and Mrs. Loewenbaum serve as Trustees.
- F3Mr. Loewenbaum serves as Trustee.
- F4Mr. and Mrs. Loewenbaum are the general partners.
- F5The limited liability company is owned 100% by Mr. Loewenbaum.
- F6Mrs. Loewenbaum serves as trustee.