SEC Form 4 · accession 0001209191-15-065613
3D SYSTEMS CORP · DDD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | P | 5,000 | $14.20 | A | 919,410 | D | |
| Common StockF1,F2 | Aug 11, 2015 | P | 20,000 | $13.93 | A | 889,410 | D | |
| Common StockF3,F4 | holding | — | — | — | 376,441 | I | By The Loewenbaum 1992 Trust | |
| Common StockF3 | holding | — | — | — | 210,715 | I | By spouse | |
| Common StockF3,F4 | holding | — | — | — | 33,279 | I | By The Lillian Shaw Loewenbaum Trust | |
| Common StockF3,F4 | holding | — | — | — | 5,100 | I | By Anna Willis Loewenbaum 1993 Trust | |
| Common StockF3,F4 | holding | — | — | — | 5,100 | I | The Elizabeth Scott Loewenbaum 1993 Trust | |
| Common StockF3,F5 | holding | — | — | — | 60,000 | I | By The Wally's Trust u/w/o Joel Simon Loewenbaum | |
| Common StockF3,F6 | holding | — | — | — | 55,565 | I | By The Waterproof Partnership, L.P. | |
| Common StockF7 | holding | — | — | — | 67,500 | I | Blanco Cattle & Ranch, LLC | |
| Common StockF3,F5,F8 | holding | — | — | — | 223,802 | I | Elizabeth Scott Loewenbaum 2010 Trust | |
| Common StockF3,F5,F9 | holding | — | — | — | 205,000 | I | Anna Loewenbaum Hargrove 2010 Trust | |
| Common StockF3,F5 | holding | — | — | — | 18,328 | I | George Walter Loewenbaum TTEE the GWLDDD 2014 AnnuityTrust U/A Dtd 04/14/2014 | |
| Common StockF3,F10 | holding | — | — | — | 44,967 | I | Lillian Shaw Loewenbaum TTEE the LSLDDD 2014 Annuity Trust U/A Dtd 04/14/2014 | |
| Common StockF3,F10 | holding | — | — | — | 50,000 | I | Lillian Shaw Loewenbaum TTEE the LSL3DS 2014 Annuity Trust U/A/ Dtd 11/13/2014 | |
| Common StockF3,F5 | holding | — | — | — | 50,000 | I | George Walter Loewenbaum TTEE the GWL3DS 2014 Annuity Trust U/A Dtd 11/13/2014 | |
| Common StockF3,F5 | holding | — | — | — | 81,672 | I | The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 | |
| Common StockF3,F10 | holding | — | — | — | 55,033 | I | The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.81 to $14.05, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4.
- F10Mrs. Loewenbaum serves as trustee.
- F2Excludes 50,000 shares previously held through his direct holdings in which 25,000 shares were transferred to Elizabeth Scott Loewenbaum 2010 Trust and 25,000 shares were transferred to Anna Loewenbaum Hargrove 2010 Trust on August 11, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
- F3The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- F4Mr. and Mrs. Loewenbaum serve as Trustees.
- F5Mr. Loewenbaum serves as Trustee.
- F6Mr. and Mrs. Loewenbaum are the general partners.
- F7The limited liability company is owned 100% by Mr. Loewenbaum.
- F8Includes 25,000 shares previously held through Mr. Loewenbaum's direct holdings which were transferred to Elizabeth Scott Loewenbaum 2010 Trust on August 11, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
- F9Includes 25,000 shares previously held through Mr. Loewenbaum's direct holdings which were transferred to Anna Loewenbaum Hargrove 2010 Trust on August 11, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.