SEC Form 4/A · accession 0001127602-19-002096

CBL & ASSOCIATES PROPERTIES INC · CBL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — CEO · Director

Period of report

Dec 17, 2018

Accepted (ET)

Jan 16, 2019 · 2:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000910612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 17, 2018	F	10,620	$2.40	D	1,057,225	D
Common Stock^F3	holding	—	—		—	1,150	I	By Spouse
Common Stock^F3	holding	—	—		—	10,383	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Units^F4,F5	—	holding	—	—	—	—	Nov 3, 2043	Common Stock	480,297	480,297	D
Common Units^F3,F4,F5	—	holding	—	—	—	—	Nov 3, 2043	Common Stock	49,365	49,365	I
Common Units^F3,F4,F5	—	holding	—	—	—	—	Nov 3, 2043	Common Stock	9,650	9,650	I

F1The Reporting Person's Form 4 filed on 12/28/2018 incorrectly contains an indirect ownership position for 36,303.2122 shares attributed to UGMA/UTMA as custodian for son. The Reporting Person no longer has any pecuniary interest in such shares, since his son has reached the age of majority and no longer shares the Reporting Person's household.
F2Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F3The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4The Common units are exercisable on a 1 to 1 ratio with no exercise price.
F5Immediately exercisable.