SEC Form 4 · accession 0001127602-18-012362
CBL & ASSOCIATES PROPERTIES INC · CBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery V. Curry
Officer — Chief Legal Officer & Sec.
Period of report
Mar 21, 2018
Accepted (ET)
Mar 21, 2018 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 21, 2018 | A | 12,500 | $0.00 | A | 100,252 | D | |
| Preferred Series D Depositary Shares | holding | — | — | — | 2,284 | D | ||
| Preferred Series D Depositary SharesF4 | holding | — | — | — | 3,600 | I | By Spouse | |
| Preferred Series E Depositary Shares | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.
- F27,511.282 shares of the reported total are held in the Reporting Person's IRA Account.
- F37,458.408 shares of the reported total are held in an account owned jointly by the Reporting Person and his spouse.
- F4The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.