SEC Form 4 · accession 0001127602-17-005378

CBL & ASSOCIATES PROPERTIES INC · CBL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Feb 10, 2017

Accepted (ET)

Feb 13, 2017 · 4:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000910612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 10, 2017	A	57,377	$0.00	A	933,087	D
Common Stock^F3	holding	—	—		—	1,150	I	By Spouse
Common Stock^F3	holding	—	—		—	10,383	I	By Trust
Common Stock^F3	holding	—	—		—	33,965	I	UGMA/UTMA Cust for Sons

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Units^F4,F5	—	holding	—	—	—	—	Nov 3, 2043	Common Stock	480,297	480,297	D
Common Units^F3,F4,F5	—	holding	—	—	—	—	Nov 3, 2043	Common Stock	49,365	49,365	I
Common Units^F3,F4,F5	—	holding	—	—	—	—	Nov 3, 2043	Common Stock	9,650	9,650	I

F1Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended.
F2Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for an aggregate of 480,297 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
F3The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4The Common units are exercisable on a 1 to 1 ratio with no exercise price.
F5Immediately exercisable.