SEC Form 4 · accession 0001213900-18-002144
REGENCY CENTERS CORP · REG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chaim Katzman
10% Owner · Other
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 9:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 15, 2018 | S | 1,759,257 | $57.56 | D | 1,350,000 | I | By Gazit First Generation LLC |
| Common StockF1 | holding | — | — | — | 102,854 | D | ||
| Common StockF3 | holding | — | — | — | 2,424,084 | I | By Ficus 2018, LLC | |
| Common StockF4 | holding | — | — | — | 2,500,000 | I | By Silver Maple (2001), Inc. | |
| Common StockF5 | holding | — | — | — | 1,501,942 | I | By Silver Maple 2018, LLC | |
| Common StockF6 | holding | — | — | — | 2,432,869 | I | By MGN (USA) 2016, LLC | |
| Common StockF7 | holding | — | — | — | 5,769,966 | I | By MGN America 2016, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Mr. Katzman. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F2Shares owned directly by Gazit First Generation LLC ("First Generation"). First Generation is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. First Generation is a wholly owned subsidiary of Gazit (1995), Inc. ("1995"), a wholly-owned subsidiary of M G N (USA) Inc. ("MGN USA"), a wholly-owned subsidiary of Gazit-Globe Ltd. ("Gazit-Globe"). Mr. Katzman is a Director and the Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F3Shares owned directly by Ficus 2018, LLC ("Ficus"). Ficus is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Ficus is a wholly-owned subsidiary of Ficus, Inc., a wholly-owned subsidiary of Gazit America, Inc. ("Gazit America"), a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is a Director and the Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F4Shares owned directly by Silver Maple (2001), Inc. ("Silver Maple"). Silver Maple is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple is a wholly-owned subsidiary of Gazit America, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is a Director and the Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F5Shares owned directly by Silver Maple 2018, LLC ("Silver Maple 2018"). Silver Maple 2018 is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple 2018 is a wholly-owned subsidiary of Silver Maple, a wholly-owned subsidiary of Gazit America, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is a Director and the Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F6Shares held directly by MGN (USA) 2016, LLC ("MGN USA 2016"). MGN USA 2016 is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN USA 2016 is a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe. Mr. Katzman is a Director and the Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
- F7Shares owned directly by MGN America 2016, LLC ("MGN America 2016"). MGN America 2016 is a member of a "group" with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. MGN America 2016 is a wholly-owned subsidiary of MGN America, LLC, which is wholly-owned by MGN USA and 1995, wholly-owned subsidiaries of Gazit-Globe. Mr. Katzman is a Director and the Chief Executive Officer of Gazit-Globe. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.