SEC Form 4 · accession 0001140361-18-023987
REGENCY CENTERS CORP · REG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Wattles
Director
Period of report
May 14, 2018
Accepted (ET)
May 15, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2018 | M | 2,000 | — | A | 47,267 | D | |
| Common StockF2 | May 14, 2018 | M | 163 | — | A | 47,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $0.00 | May 14, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 5,000 | D |
| Dividend Equivalent RightsF2 | $0.00 | May 14, 2018 | M | 163 | D | — | — | Common Stock | 163 | 0 | D |
Explanation of responses
- F1Vesting of restricted stock grant pursuant to Regency's Omnibus Incentive Plan.
- F2Settlement of dividend equivalent rights in connection with vesting of restrictive stock. The rights accrued when and as dividends were paid on Regency's common stock and vested proportionately with the restricted stock. Each dividend equivalent is the equivalent of one share of Regency's common stock.