SEC Form 4 · accession 0001140361-17-021956
REGENCY CENTERS CORP · REG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Oconnor
Director
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2017 | M | 2,000 | — | A | 21,370 | D | |
| Common StockF2 | May 19, 2017 | M | 159 | — | A | 21,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $0.00 | May 19, 2017 | M | 2,000 | D | — | — | Common Stock | 2,000 | 5,000 | D |
| Dividend Equivalent RightsF2 | $0.00 | May 19, 2017 | M | 159 | D | — | — | Common Stock | 159 | 0 | D |
Explanation of responses
- F1Vesting of restricted stock grant pursuant to Regency's Omnibus Incentive Plan.
- F2Settlement of dividend equivalent rights in connection with vesting of restrictive stock. The rights accrued when and as dividends were paid on Regency's common stock and vested proportionately with the restricted stock. Each dividend equivalent is the equivalent of one share of regency's common stock.