SEC Form 4 · accession 0001140361-16-068601
REGENCY CENTERS CORP · REG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Lou Fiala
Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 3, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jun 3, 2016 | M | 2,000 | — | A | 24,732 | D | |
| Common StockF2,F3 | Jun 3, 2016 | M | 188 | — | A | 24,920 | D | |
| Common Stock | holding | — | — | — | 7,775 | I | By Irrevocable Trust | |
| Series 6 Preferred | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock GrantF1 | $0.00 | Jun 3, 2016 | M | 2,000 | D | — | — | Common Stock | 2,000 | 3,000 | D |
| Dividend Equivalent RightsF2 | $0.00 | Jun 3, 2016 | M | 188 | D | — | — | Common Stock | 188 | 0 | D |
Explanation of responses
- F1Vesting of stock pursuant to Regency's Omnibus Incentive Plan.
- F2Settlement of dividend equivalent rights in connection with vesting of restricted stock. The rights accrued when and as dividends were paid on Regency's common stock and vested proportionately with the restricted stock. Each dividend equivalent is the equivalent of one share of Regency's common stock.
- F3Includes shares acquired through participation in Regency's Dividend Reinvestment Plan.