SEC Form 4 · accession 0001140361-16-051722
REGENCY CENTERS CORP · REG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Todd Roth
Other
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2016 | M | 7,115 | — | A | 11,374 | D | |
| Common Stock | Feb 9, 2016 | F | 2,412 | $70.27 | D | 8,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock GrantF3 | $0.00 | Feb 9, 2016 | A | 5,258 | A | — | — | Common Stock | 5,258 | 5,258 | D |
| Restricted StockF2 | — | Feb 9, 2016 | M | 1,405 | D | — | — | Common Stock | 1,405 | 4,346 | D |
| Restricted StockF2 | — | Feb 9, 2016 | M | 2,165 | D | — | — | Common Stock | 2,165 | 4,616 | D |
| Restricted StockF2 | — | Feb 9, 2016 | M | 1,632 | D | — | — | Common Stock | 1,632 | 1,806 | D |
| Restricted StockF2 | — | Feb 9, 2016 | M | 1,346 | D | — | — | Common Stock | 1,346 | 0 | D |
| Dividend EquivalentsF1 | — | Feb 9, 2016 | M | 567 | D | — | — | Common Stock | 567 | 0 | D |
Explanation of responses
- F1Includes 567 shares accrued when and as dividends were paid on Regency Centers Corporation common stock and vested with the restricted stock to which they relate.
- F2Vesting of restricted stock.
- F3Shares vest 25% per year beginning on February 9, 2017.