SEC Form 4 · accession 0001140361-15-020726
REGENCY CENTERS CORP · REG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvin R Carpenter
Director
Period of report
May 12, 2015
Accepted (ET)
May 18, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | M | 2,000 | — | A | 53,694 | D | |
| Common StockF2 | May 15, 2015 | M | 192 | — | A | 53,886 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF3 | $0.00 | May 12, 2015 | A | 2,000 | A | — | — | Common Stock | 2,000 | 7,000 | D |
| Dividend Equivalent RightsF2 | $0.00 | May 15, 2015 | M | 192 | D | — | — | Common Stock | 192 | 0 | D |
| Restricted StockF1 | $0.00 | May 15, 2015 | M | 2,000 | D | — | — | Common Stock | 2,000 | 5,000 | D |
Explanation of responses
- F1Vesting of stock pursuant to Regency's Omnibus Incentive Plan.
- F2Settlement of dividend equivalent rights in connection with vesting of restricted stock. The rights accrued when and as dividends were paid on Regency's common stock and vested proportionately with the restricted stock. Each dividend equivalent is the equivalent of one share of Regency common stock.
- F3Shares vest 25% per year beginning on the first anniversary of the date of grant.