SEC Form 4 · accession 0001179110-16-028823
DECKERS OUTDOOR CORP · DECK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angel R Martinez
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 100,000 | $26.73 | A | 393,636 | D | |
| Common Stock | Aug 16, 2016 | D | 39,234 | $68.13 | D | 354,402 | D | |
| Common StockF1 | Aug 16, 2016 | F | 31,708 | — | D | 322,694 | D | |
| Common StockF2 | Aug 17, 2016 | S | 29,058 | $67.61 | D | 293,636 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $26.73 | Aug 16, 2016 | M | 100,000 | D | Mar 1, 2011 | May 9, 2017 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Shares withheld and not issued to satisfy certain tax withholding obligations incident to the exercise on August 16, 2016 of the Level 1 Stock Appreciation Rights.
- F2These shares were sold in multiple transactions with a price per share ranging from $67.50 to $67.78. The reporting person undertakes to provide to Deckers Outdoor Corporation, any security holder of Deckers Outdoor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth for the sales reported on this Form 4.