SEC Form 4 · accession 0001181431-15-006428
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin D Simon
Officer — Pres., CEO & Chairman of Bd · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2015 | S | 3,150 | $60.285 | D | 1,591,976 | D | |
| Common Stock | Apr 30, 2015 | S | 3,150 | $60.285 | D | 124,782 | I | By trust |
| Common StockF3 | holding | — | — | — | 4,140 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person contributed HAIN common stock to an exchange fund in exchange for limited partnership units of the exchange fund pursuant to a letter agreement dated December 5, 2014. The HAIN common stock was valued at $60.285 per share for the purpose of determining the number of limited partnership units of the exchange fund issuable to the reporting person.
- F2The trust contributed HAIN common stock to an exchange fund in exchange for limited partnership units of the exchange fund pursuant to a letter agreement dated December 5, 2014. The HAIN common stock was valued at $60.285 per share for the purpose of determining the number of limited partnership units of the exchange fund issuable to the reporting person.
- F3Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.