SEC Form 4 · accession 0001181431-15-004402
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Carroll
Officer — Executive Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 100,000 | $5.88 | A | 223,708 | D | |
| Common StockF2 | Mar 5, 2015 | S | 100,000 | $62.7988 | D | 123,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.88 | Mar 5, 2015 | M | 100,000 | D | — | Mar 11, 2016 | Common Stock | 100,000 | 298,586 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 552,486 shares (adjusted to reflect the Issuer's two-for-one stock split of common stock on December 29, 2014), became exercisable in four equal annual installments beginning on March 11, 2010, which was the first anniversary of the date on which the option was granted.
- F2Represents the weighted average sale price of the common stock sold by the filer on 03/05/2015. The range of stock prices was $62.24 to $63.36. Upon request, the filer will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.