SEC Form 4 · accession 0001181431-15-003567
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Carroll
Officer — Executive Vice President
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 22,882 | $9.10 | A | 146,590 | D | |
| Common Stock | Feb 25, 2015 | M | 77,118 | $5.88 | A | 223,708 | D | |
| Common StockF3 | Feb 25, 2015 | S | 100,000 | $62.1744 | D | 123,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.10 | Feb 25, 2015 | M | 22,882 | D | — | Nov 19, 2016 | Common Stock | 22,882 | 0 | D |
| Stock Option (Right to Buy)F2 | $5.88 | Feb 25, 2015 | M | 77,118 | D | — | Mar 11, 2016 | Common Stock | 77,118 | 398,586 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 45,764 shares (adjusted to reflect the Issuer's two-for-one stock split of common stock on December 29, 2014), became exercisable in four equal annual installments beginning on November 19, 2010, which was the first anniversary of the date on which the option was granted.
- F2The option, representing a right to purchase a total of 552,486 shares (adjusted to reflect the Issuer's two-for-one stock split of common stock on December 29, 2014), became exercisable in four equal annual installments beginning on March 11, 2010, which was the first anniversary of the date on which the option was granted.
- F3Represents the weighted average sale price of the common stock sold by the filer on 02/25/2015. The range of stock prices was $62.00 to $62.57. Upon request, the filer will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.