SEC Form 4 · accession 0000910406-17-000120
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin D Simon
Officer — Pres., CEO & Chairman of Bd · Director
Period of report
May 8, 2015
Accepted (ET)
Nov 22, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | May 8, 2015 | P | 1,500 | $61.494 | A | 137,282 | I | By trusts |
| Common StockF3,F4 | Nov 10, 2017 | P | 1,500 | $35.22 | A | 138,782 | I | By trusts |
| Common StockF5,F3,F4 | Nov 10, 2017 | P | 8,000 | $35.2115 | A | 146,782 | I | By trusts |
| Common Stock | holding | — | — | — | 1,703,614 | D | ||
| Common StockF1 | holding | — | — | — | 21,812 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.
- F2Represents the weighted average purchase price of the common stock purchased by a trust for the benefit of Mr. Simon's family on May 8, 2015. The range of stock prices was $61.49 to $61.50. Upon request, Mr. Simon will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares purchased at each separate price.
- F3Reflects the number of shares of common stock beneficially owned as of the date of this filing. The number of shares of common stock includes shares held by a trust prior to Mr. Simon's spouse, Daryl Simon, becoming trustee.
- F4Reflects shares of common stock held by a number of trusts, for the benefit of Mr. Simon's family, for which the Reporting Person or his spouse, Daryl Simon, is the trustee or custodian. Mr. Simon disclaims beneficial ownership of the common stock held by such trusts, except to the extent of his pecuniary interest therein. This Form 4 is being filed to reflect transactions by certain trusts that were inadvertently not reported timely due to administrative error.
- F5Represents the weighted average purchase price of the common stock purchased by a trust for the benefit of Mr. Simon's family on November 10, 2017. The range of stock prices was $35.21 to $35.2199. Upon request, Mr. Simon will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares purchased at each separate price.