SEC Form 4 · accession 0000910406-17-000086
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin D Simon
Officer — Pres., CEO & Chairman of Bd · Director
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2017 | F | 22,328 | $40.71 | D | 1,667,342 | D | |
| Common Stock | holding | — | — | — | 124,782 | I | By trust | |
| Common StockF2 | holding | — | — | — | 21,812 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 28, 2017, 40,000 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 22,328 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.
- F2Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.