SEC Form 4 · accession 0000910406-16-000151
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Carroll
Officer — Executive Vice President
Period of report
Nov 20, 2016
Accepted (ET)
Nov 22, 2016 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2016 | F | 1,402 | $39.45 | D | 243,787 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 20, 2016, 2,720 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Carroll (the "Agreement"). The Company retained 1,402 shares to satisfy the tax withholding obligations of Mr. Carroll in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.