SEC Form 4 · accession 0000910406-16-000106
HAIN CELESTIAL GROUP INC · HAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Carroll
Officer — Executive Vice President
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000910406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | M | 298,586 | $5.88 | A | 420,805 | D | |
| Common StockF1 | Mar 7, 2016 | F | 175,616 | $39.30 | D | 245,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.88 | Mar 7, 2016 | M | 298,586 | D | — | Mar 11, 2016 | Common Stock | 298,586 | 0 | D |
Explanation of responses
- F1Represents the payment of exercise price and tax liability by the withholding of securities.
- F2The option, representing a right to purchase a total of 552,486 shares (adjusted to reflect the Issuer's two-for-one stock split of common stock on December 29, 2014), became exercisable in four equal annual installments beginning on March 11, 2010, which was the first anniversary of the date on which the option was granted. The option expires on March 11, 2016.